SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 1999 TEGAL CORPORATION (Exact name of registrant as specified in its charter)
Delaware 0-26824 68-0370244 (State or other jurisdiction (Commission File Number) (IRS Employer of incorporation or organization) Identification No.)
2201 South McDowell Boulevard P.O. Box 6020 Petaluma, California 94955-6020 --------------------------------------------------- (Address of principal executive offices) (Zip Code) (707) 763-5600 ---------------------------------------------------- (Registrant's telephone number, including area code) ------------------------------------------------------------- (former name or former address, if changed since last report) ITEM 5. OTHER EVENTS. On January 15, 1999, Tegal Corporation, a Delaware corporation, (the "Company") amended its stockholders' rights plan. The First Amendment to Rights Agreement between the Company and ChaseMellon Shareholder Services, L.L.C. as Rights Agent is filed as an exhibit hereto and is incorporated by reference herein. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (c) Exhibits.
Exhibit No. Description - --- ----------- 99.1 First Amendment to Rights Agreement dated January 15, 1999
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: January 15, 1999 TEGAL CORPORATION By: /s/ David Curtis ------------------------------------ Name: David Curtis Title: Vice President, Finance and Administration and Chief Financial Officer